
Regulation

DLT Finance is able
to offer everything
from one platform.
Regulated Financial Institute
Held by our subsidiary DLT Securities GmbH
- Principal broking business §2 (2) no. 1 of the WpIG
- Underwriting business §2 (2) no. 2 of the WpIG
- Investment broking §2 (2) no. 3 of the WpIG
- Investment advice §2 (2) no. 4 of the WpIG
- Placement business § 2 (2) no. 8 of the WpIG
- Contract broking § 2 (2) no. 5 of the WpIG
- Portfolio management § 2 (2) no. 9 of the WpIG
- Dealing on own account § 2 (2) no. 10c of the WpIG
- Market Making § 2 (2) no. 10a of the WpIG
Regulated Digital Asset Custodian
DLT Finance’s subsidiary (DLT Custody GmbH) was granted a preliminary Crypto Asset Custodian License (§ 64y Para. 1 KWG) by the German Federal Financial Supervisory Authority (BaFin). This allows us to provide regulated services as a fully-qualified custodian.
- Custody for cryptocurrencies §64y Para. 1 KWG
- Custody for security tokens §64y Para. 1 KWG