Regulation

Regulated Financial Institute

Held by our subsidiary DLT Securities GmbH

- Principal broking business §2 (2) no. 1 of the WpIG

- Underwriting business §2 (2) no. 2 of the WpIG

- Investment broking §2 (2) no. 3 of the WpIG

- Investment advice §2 (2) no. 4 of the WpIG

- Placement business § 2 (2) no. 8 of the WpIG

- Contract broking § 2 (2) no. 5 of the WpIG

- Portfolio management § 2 (2) no. 9 of the WpIG

- Dealing on own account § 2 (2) no. 10c of the WpIG

- Market Making § 2 (2) no. 10a of the WpIG

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Regulated Digital Asset Custodian

DLT Finance’s subsidiary (DLT Custody GmbH) was granted a preliminary Crypto Asset Custodian License (§ 64y Para. 1 KWG) by the German Federal Financial Supervisory Authority (BaFin). This allows us to provide regulated services as a fully-qualified custodian.

- Custody for cryptocurrencies §64y Para. 1 KWG

- Custody for security tokens §64y Para. 1 KWG